Financial services firms answer to everyone. We answer for you.
Investors want sustainability disclosure. Regulators want climate risk reporting. LPs want SOC 2 attestations. Portfolio companies want AI policies. We handle all of it through one engagement.
Financial services firms face the same compliance demands as other industries plus a second layer driven by LPs, regulators, and the companies they invest in. LP due diligence questionnaires often require CDP disclosure data. Vendor security is table stakes, our trust programs cover SOC 2 readiness. EcoVadis adoption is increasing in financial services procurement.
Pressure 01 · Sustainability
LP & regulator disclosure
LPs ask for portfolio emissions, climate risk, and DEI metrics. SB 261 puts climate-related financial risk on the disclosure schedule for $500M+ firms. Investors don’t tolerate “we’ll get back to you.”
Pressure 02 · Trust
LP DDQs & SOC 2
Every fundraise brings a flood of LP due diligence questionnaires. ILPA templates, custom DDQs, vendor security reviews. SOC 2 readiness is now table-stakes for institutional LPs.
Pressure 03 · AI governance
AI policy & portfolio expectations
LPs want to know how you use AI on their data. Portfolio companies want your AI policy as a template. Regulators are circling. A defensible AI governance program is no longer optional.
One engagement. Every disclosure your firm faces.
30-minute strategy call. Bring the LP DDQs, the regulator deadlines, the portfolio company asks. We’ll map them.